Compliance-as-a-Service (RegTech)
Regulatory work should not stop the business every time an exam is announced. We map your controls once, collect evidence automatically and keep you ready for auditors, examiners and partner due diligence all year.
Scope
What is included
Continuous control monitoring and audit-ready evidence, without the spreadsheet scramble.
Control mapping
One control set mapped across SOC 2, PCI DSS, GLBA, FFIEC guidance, NIST CSF and ISO 27001.
Automated evidence collection
Integrations pull proof from cloud, identity and HR systems on a schedule, with timestamps.
Policy library
Policies and procedures written for your institution, reviewed annually and tracked for staff acknowledgment.
Risk assessments
Annual and change-driven assessments with a living risk register your board can read.
Vendor due diligence
Third-party reviews, questionnaires and ongoing monitoring of critical suppliers.
Audit and exam support
We prepare the request list, sit in on walkthroughs and track remediation to closure.
Method
How it works
Three stages, each with a written output, so you always know what has been done and what comes next.
- 01
Scope
We confirm which frameworks and regulators apply and where your current gaps are.
- 02
Build
Controls, policies and evidence integrations are put in place and assigned to owners.
- 03
Sustain
Dashboards, reminders and quarterly reviews keep the program current between audits.
Standards and technology
Do you issue SOC 2 reports or PCI attestations?
No. Attestation reports come from independent CPA firms and Qualified Security Assessors. We get you ready, work alongside the assessor you choose and manage the evidence.
How long does readiness take?
It depends on your starting point. Many organizations with basic controls in place reach audit readiness in three to six months; we give you a dated plan after the gap assessment.
Can you work with our existing GRC tool?
Yes. We can run the program in the platform you already use or recommend one sized to your team.
Related
Often taken together
03 / 14
Cloud Infrastructure Management
Cloud environments designed, secured and run for regulated workloads.
04 / 14
Core Banking API Integration
Reliable, documented connections between your core and everything around it.
05 / 14
Backup & Disaster Recovery
Backups that are tested, immutable and ready when the day goes wrong.